Decision of the China Securities Regulatory Commission to Amend the Provisions on the Regulatory Duties of Local Offices of the China Securities Regulatory Commission (2022),北大法宝V6

Decision of the China Securities Regulatory Commission to Amend the Provisions on the Regulatory Duties of Local Offices of the China Securities Regulatory Commission (2022)

[CLI Code] CLI.4.5118199(EN) Statement

Document Number：Order No. 199 of the China Securities Regulatory Commission
Area of Law： Securities Regulatory Institutions and Market Supervision and Management
Level of Authority： Departmental Rules
Date Issued：05-31-2022
Effective Date：07-01-2022
Issuing Authority： China Securities Regulatory Commission
Status： Effective

The Decision to Amend the Provisions on the Regulatory Duties of Local Offices of the China Securities Regulatory Commission, as deliberated and adopted at the 5th executive meeting of the China Securities Regulatory Commission on May 27, 2022, is hereby issued, and shall come into force on July 1, 2022.
《关于修改〈中国证监会派出机构监管职责规定〉的决定》已经2022年5月27日中国证券监督管理委员会2022年第5次委务会议审议通过，现予公布，自2022年7月1日起施行。

Annex 1: Decision to Amend the Provisions on the Regulatory Duties of Local Offices of the China Securities Regulatory Commission
附件1：关于修改《中国证监会派出机构监管职责规定》的决定

Annex 2: Legislative Explanation of the Decision to Amend the Provisions on the Regulatory Duties of Local Offices of the China Securities Regulatory Commission
附件2：关于《关于修改〈中国证监会派出机构监管职责规定〉的决定》的立法说明

Decision to Amend the Provisions on the Regulatory Duties of Local Offices of the China Securities Regulatory Commission
关于修改《中国证监会派出机构监管职责规定》的决定

I. Article 1 is amended to read: “For the purposes of specifying the regulatory duties of local offices of the China Securities Regulatory Commission (hereinafter referred to as “local offices”) and improving securities and futures regulation, these Provisions are developed in accordance with the Securities Law of the People's Republic of China, the Securities Investment Fund Law of the People's Republic of China, the Futures and Derivatives Law of the People's Republic of China, the Regulation on the Administration of Futures Trading, the Regulation on the Supervision and Administration of Securities Companies, the Regulation on the Risk Disposal of Securities Companies, and other applicable laws and administrative regulations.”
　　一、将第一条修改为“为了明确中国证券监督管理委员会派出机构（以下简称派出机构）监管职责，完善证券期货监管，根据《中华人民共和国证券法》、《中华人民共和国证券投资基金法》、《中华人民共和国期货和衍生品法》、《期货交易管理条例》、《证券公司监督管理条例》、《证券公司风险处置条例》等法律、行政法规，制定本规定。”